| Citigroup, 16 Firms Pay California $2.3 Million in Muni Probe |
BusinessWeekCitigroup, the third-biggest US bank by assets, returned $479994, while Bank of America Merrill Lynch repaid a combined $456482 and JPMorgan paid $490449 for itself and Bear Stearns Cos., which it acquired, according to a spreadsheet California ...
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| Citigroup, 16 Firms Pay California $2.3 Million in Muni Probe |
ComplianceXCitigroup, the third-biggest US bank by assets, returned $479994, while Bank of America Merrill Lynch repaid a combined $456482 and JPMorgan paid $490449 for itself and Bear Stearns Cos., which it acquired, according to a spreadsheet California ...
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| HFMWeek Daily Snapshot |
HFMWeekThe US Securities and Exchange Commission (SEC) is considering a proposed settlement with two former Bear Stearns Cos. (2942331Q) portfolio managers to resolve a case that has been pursued by federal securities regulators for more than three years, ...
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| Pact set in SEC-Bear Stearns case |
Financial NewsTwo former hedge fund managers at Bear Stearns agreed to a settlement with the Securities and Exchange Commission that would avert a civil trial over allegations related to a $1.6bn blowup during the financial crisis. Ralph Cioffi and Matthew Tannin ...
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| BofA, JPMorgan in Mortgage Accord, Citigroup, Wynn-Okada in Court News |
BloombergSEC Said to Review Settlement With Ex-Bear Stearns Managers The US Securities and Exchange Commission is considering a proposed settlement with two former Bear Stearns Cos. (2942331Q) portfolio managers to resolve a case that has been pursued by ...
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| Admission of misconduct issue hangs over SEC deal |
WA todayTHE US Securities and Exchange Commission has reached a settlement with two former Bear Stearns hedge fund managers that will avert a second trial over accusations they had misled investors as the mortgage market was crumbling.
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| SEC Reaches Settlement in Bear Stearns Fraud Case |
New York TimesBy PETER LATTMAN Shannon Stapleton/ReutersMatthew M. Tannin, top, and Ralph R. Cioffi, former Bear Stearns hedge fund managers, were found not guilty of securities fraud in federal court in 2009. The Securities and Exchange Commission has reached a ...
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